The National Association of State Auditors, Comptrollers Treasurers Search Site Map Feedback Privacy Policy Contact Us

About NASACT
Washington Connection
NASACT Roster
News Center
Technical Updates
Information Security Audit
Members Only
Online Resources
NASACT Community
Conferences & Seminars
Home

Calendar of Events
Staff Directory
Survey Central
NASACT BookStore






1. What is the Intergovernmental Information Security Audit Forum?
2 . My audit organization does not perform information security audits. How can we get started?
3 . What audit tools and guidelines exist for information security auditors to use?
4 . I am looking for sample audit programs to audit IS. Can you suggest a resource?
5 . What is the process to join the Members Only section?
6 . How can I submit information to share on this Web site?

1. What is the Intergovernmental Information Security Audit Forum?

This forum is a federal/state/local partnership to address the growing gap between emerging needs and existing competencies relating to information system security and controls with the government audit community.

2. My audit organization does not perform information security audits. How can we get started?

The Management Planning Guide for Information Systems Security Auditing was published as a joint initiative between NASACT and the GAO in December 2001. The guide is intended to help audit organizations respond to the expanding use of IT. Directed primarily at executives and senior managers, it covers the steps involved in establishing or enhancing an information security auditing capability: planning, developing a strategy, implementing the capability, and assessing results. The guide can be found on this Web site under "Publications."

3. What audit tools and guidelines exist for information securty auditors to use?

Recent surveys have documented that many state, local, and federal audit organizations have implemented the U.S. General Accounting Office Federal Information System Controls Audit Manual (FISCAM), a methodology for performing information security audits. Also used is the Control Objectives for Information and related Technologies (COBIT), a methodology published by the Information Systems Audit and Control Association.

A discussion titled Identify and Select Automated Tools for use in identifying security vulnerabilities, is included in The Management Planning Guide for Information Systems Security Auditing which can be found on this website under publications. The discussion includes key considerations in selecting security software.

In addition, Appendix A - Inventory of Tools and Software, in the white paper Joint Information Security (IS) Audit Initiative: Survey of IS Auditing in Certain Organizations identifies over 30 such tools. This document is available on the members only section of the NASACT web site.

4. I am looking for sample audit programs to audit IS. Can you suggest a resource?

Sample IS audit programs are submitted by federal, state, and local government auditors into the Shared Knowledge Database, an idea conceived and made possible by the Forum. To use the Shared Knowledge Database, select the "Search/Update the Database" link located at the top of this page. You will be taken to the Members Only login screen where you can enter your user ID and password and begin searching the Shared Knowledge Database. If you do not have a Members Only user ID and password, please see FAQ #6 for instructions on how you may obtain one. If you have sample IS audit programs to share, the Forum encourages you to submit a few to the Shared Knowledge Database as well!

5. What is the process to join the Members Only section?

Access to the Members Only section is provided to the principal state auditor, comptroller and treasurer and members of their staffs in the 50 states. Click here to fill out the form to join today!

6. How can I submit information to share on this Web site?

Any Forum related document, presentation or report deemed sensitive by the federal, state, and local government audit community should be submitted to the Shared Knowledge Database. All materials suitable for posting to the pages accessible to the public (including suggestions for links) should be emailed to Webmaster.